0000904454-16-000877.txt : 20160119 0000904454-16-000877.hdr.sgml : 20160118 20160119160305 ACCESSION NUMBER: 0000904454-16-000877 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Atara Biotherapeutics, Inc. CENTRAL INDEX KEY: 0001604464 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 460920988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88393 FILM NUMBER: 161348347 BUSINESS ADDRESS: STREET 1: 701 GATEWAY BLVD STREET 2: SUITE 200 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-278-8930 MAIL ADDRESS: STREET 1: 701 GATEWAY BLVD STREET 2: SUITE 200 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Domain Partners VIII, L.P. CENTRAL INDEX KEY: 0001465144 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-683-5656 MAIL ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G/A 1 s13ga_011516-atarabio.htm SCHEDULE 13G/A FOR ATARA BIOTHERAPEUTICS, INC. Unassociated Document
 
 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
_____________________

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)1


Atara Biotherapeutics, Inc.
(Name of Issuer)
 
Common Stock, $0.0001 par value
(Title of Class of Securities)
 
046513107
(CUSIP Number)
 
December 31, 2015
Date of Event Which Requires Filing of this Statement


Check the appropriate box to designate the rule pursuant to which this Schedule is Filed:

[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)


_______________________

1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.  The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 

 

 
 
 

 
CUSIP No. 046513107

 
1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
Domain Partners VIII, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
1,641,542 shares of Common Stock *
6)
 
Shared Voting Power
-0-  
7)
 
Sole Dispositive Power
1,641,542 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
1,641,542 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
5.7% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.

 
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CUSIP No. 046513107

 
1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
 
DP VIII Associates, L.P.
2)
Check the Appropriate Box if a Member of a Group
 
 
(a) [X]
(b) [   ]
3)
SEC Use Only
 
 
  
4)
Citizenship or Place of Organization
 
Delaware
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
5)
 
Sole Voting Power
15,890 shares of Common Stock *
6)
 
Shared Voting Power
-0-  
7)
 
Sole Dispositive Power
15,890 shares of Common Stock *
8)
 
Shared Dispositive Power
-0-
 9)
 Aggregate Amount Beneficially Owned by Each Reporting Person
 
  15,890 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [   ]
 
  
11)
Percent of Class Represented by Amount in Row (9)
 
0.1% **
12)
Type of Reporting Person
 
PN

* As of December 31, 2015
** Based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.

 
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CUSIP No. 046513107

 
Amendment No. 1 to Schedule 13G

Reference is hereby made to the statement on Schedule 13G relating to the Issuer filed with the Securities and Exchange Commission by the Reporting Persons on February 5, 2015 (the “Schedule 13G”).  Terms defined in the Schedule 13G are used herein as so defined.

The following items of the Schedule 13G are amended and restated as follows:

Item 4
Ownership.

(a) through  (c):

The information set forth in Items 5 through 9 and 11 of the cover pages to this Amendment No. 1 to Schedule 13G is incorporated herein by reference. In addition, One Palmer Square Associates VIII, LLC, the sole general partner of each of the Reporting Persons, directly beneficially owns 65,248 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding.  Such ownership is stated as of December 31, 2015 and is based on 28,631,144 shares of Common Stock outstanding as of October 31, 2015, as reported in the Issuer’s Report on Form 10-Q for the period ended September 30, 2015 filed with the Securities and Exchange Commission on November 5, 2015.




 
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CUSIP No. 046513107
 
 
Signature

After reasonable inquiry and to the best of their knowledge and belief, the undersigned hereby certify that the information set forth in this statement is true, complete and correct.

Dated:  January 15, 2016

 
DOMAIN PARTNERS VIII, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP VIII ASSOCIATES, L.P.
 
 
By:
One Palmer Square Associates VIII, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 

 

 
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